Job Description:


Bank of America is one of the worlds largest financial institutions, serving individual consumers, small- and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services BA Continuum is a nonbank subsidiary of Bank of America, part of our Global Delivery Center of Expertise in the bank Our employees help our customers and clients at every stage of their financial lives, helping them connect to what matters most This purpose defines and unites us Every day, we are focused on delivering value, convenience, expertise and innovation for the individuals, businesses and institutional investors we serve worldwide

Were committed to attracting and retaining top talent across the globe to ensure our continued success Along with taking care of our customers, we want to be the best place for people to work and aim at creating a work environment where all employees have the opportunity to achieve their goals BA Continuum India Pvt Ltd supports business process, information technology and knowledge process across Consumer Banking, including Card and Home Loans, Legacy Asset Servicing, Global Banking and Markets, and Global Wealth and Investment Management lines of business at Bank of America

Process Overview

GBAM Trade Surveillance team monitors firms trading activity from a market abuse/market manipulation perspective Global trade surveillance activities are designed to adhere to financial services laws, rules and regulations to determine whether key controls are operating as intended and are effective in terms of mitigating compliance risk (eg compliance policy, standard or procedure) Continuous surveillance of business activities is performed through automated systems (SMARTS, Actimize etc) and filters Surveillance is also performed through patterns and trends analysis, and manual reviews

This team in EIT Trade surveillance will work very closely with the EIT Regional Trade Suverillance teams to conduct surevillance efforts on equity, fixed income and derivatives trading

Individuals will be part of the Enterprise Independent Testing (EIT) Trade Surveillance group supporting one of the global regions US, EMEA, APR, LATAM or Canada Individual will be responsible for monitoring trading activities across multiple asset classes for market abuse and market manipulation The individuals will also be responsible for investigating potential compliance issues with multiple levels of management for appropriate disposition and regulatory reporting

Band 8
Sub Band 8A (Team Developer)
Role Individual Contributor (IC)


Conduct trade surveillance to monitor market abuse and market manipulation across asset classes (equity, fixed income and derivatives trading)
Monitor trading activity using various exceptions based reports and models
Analyze T 1 trading data on trade surveillance platforms for potential compliance issues
Investigate potential compliance issues and raise it to the respective supervisor
Work with the senior analysts within the team to help raise and document findings and regulatory reports
Work with the senior analysts within the team on the trends analysis
Maintain accurate, organized and current compliance records and documentation in a manner consistent with the departments needs



Graduate in any field


NCFM Certifications will be an added advantage

Experience Range

2 to 3 years of experience in capital markets operations with a thorough understanding of trade life cycle

Mandatory Skills

Strong product knowledge in capital markets
Analytical, interpersonal, organizational, and time management skills
Strong English written and verbal communication skills
Strong Team Player
Excel skills and attention to detail
Fair understanding of Pre-trade / Post-trade processing

Desired Skills

Experience in working with applications like SMARTS / Actimize
Experience in real-time Surveillance

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Banking
Functional Area : Banks/Insurance/Financial Services
Role : Banking -General
Salary : As per Industry Standards
Deadline : 19th May 2020

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