• Specialist , RFI Jobs in Chennai,India

  • Standard Chartered Bank Ltd
  • Save Job
  • 4 - 5 Years
  • Posted : above 1 month

Job Description:

We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East

To us, good performance is about much more than turning a profit Its about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good

Were committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation This in turn helps us to provide better support to our broad client base



Review and validate requests for client information (RFIs) received from the Transaction Monitoring / Screening Functions in order to process Risk Events

Liaise with Relationship Managers, FCC Teams and other internal teams (CDD, etc) in order to obtain client information

Review and adhere to the follow up protocol to ensure timely responses are obtained

Review and validate responses received to determine ability to process the Risk Events

Liaise with the Functions within the FCSU to identify inherent risks and inefficiencies and work with relevant stakeholders in order to mitigate the same

Act in the capacity of a Team Leader (for TL role) and assist the Team Manager by voluntarily taking up additional activities, including but not limited to MI Reporting, tracking of team productivity, allocations, etc

Mentor and train new joiners and show visible impact on quality and productivity of the team as a result of training

Risk Management

Analyse significant financial crime risk events (eg SARs, non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally across all relevant jurisdictions

Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks

Identify concerns pertaining to quality of RFIs based on case reviews and feedback obtained from the Business / FCC and liaise with the Team Manager and other members of the Team to resolve such concerns through best practice sharing, fail reviews, etc


In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased

Support all control checks undertaken by FCC under the Operational Risk Framework (ORF)

Ensure proactive escalation of potential risks to the management team

Regulatory & Business conduct

Display exemplary conduct and live by the Groups Values and Code of Conduct

Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct

Lead the FCSU to achieve the outcomes set out in the Banks Conduct Principles Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment

Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters

Key Stakeholders

Relationship Managers (Business)

FCC Controls representatives in group and country

Internal Client Due Diligence Teams (CDD)

BAU Functions

Other Responsibilities

Embed Here For Good and Groups brand and values in FCSU

Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures



Leadership Level

Spot Opportunities Senior Analyst

Solve Problems Senior Analyst

Take the Lead Senior Analyst

Build Resilience Senior Analyst

Collaborate Senior Analyst

Communicate Senior Analyst

Deliver Sustainably Senior Analyst

Achieve Results Senior Analyst


Target Proficiency Level

Compliance Technical Competencies

Compliance Policies and Standards Core

Compliance Advisory Core

Compliance Review and FCC Assurance N/A

Surveillance (including Screening and Monitoring) Core

Investigations N/A

Compliance Risk Assessment N/A

Regulatory Liaison N/A

Manage Change N/A

Manage Projects N/A


4 to 5 years of relevant work experience in the following areas

Excellent written and verbal communication skills with the ability to articulate effectively

Banking operations experience (Client Due Diligence, payments, trade, markets or other) and client interaction experience

AML and terrorist financing surveillance skills

Analysis skills Ability to analyse data trends and irregular transactions, independently assimilate, analyse and evaluate information from various data sources to determine a course of action (eg case closure or RFI), and record and communicate this decision clearly and concisely to Monitoring team and RMs respectively, working knowledge of Internet and MS Office

Banking knowledge in terms of customers, products and transactions with expertise in at least one customer segment (retail, corporate, private banking, correspondent banking)

Apply now to join the Bank for those with big career ambitions

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Banking
Functional Area : Banks/Insurance/Financial Services
Role : Banking -General
Salary : As per Industry Standards
Deadline : 15th Jan 2020

Key Skills:

Company Profile:




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