• SG Analytics - Supervisory Analyst Jobs in Pune,India - 25348261

  • SG Analytics
  • Save Job
  • 6 - 15 Years
  • Posted : above 1 month

Job Description:

Specific Responsibilities

- You will be verifying that analyst communication with clients and the public is in compliance with the company guidelines and securities industry standards

- You will be accountable for approving written research and analyst communications to verify that reports have tone and content consistent with FINRA regulations and firm policies & procedures; contain appropriate language; and present a balanced view of the subject company, its current financial condition, and its prospects for future growth

- The role works closely with Compliance to safeguard the integrity of internal information controls and works directly with Research Analysts, Research Management, and vendors to resolve issues and ensure rapid time to market of research notes and recommendations

- Manage the production process of reviewing, editing, and approving equity research communications, such as reports and presentations, including reviewing a product for quality assurance and adherence to regulatory and business standards

- Review and approve Research Public Appearance requests

- Review and pre-approve employee trade requests (Series 24 required)

- Ensure adherence to guidelines and publishing best practices for the research group

- Participate in extra projects for the department on an ad-hoc and ongoing basis

- Assist in performing BlueMatrix-related Administrative functions

- Other duties as assigned

Skills & Experience Required

- Bachelors/Masters Degree required

- At least one of Series 7, Series 16, Series 24 certifications

- Strong understanding of financial concepts, accounting concepts, equity, fixed income, and economics

- Experience on BlueMatrix publishing platform

- Excellent verbal and written communication skills; proven ability to communicate effectively with diverse constituents

- Ability to work effectively as part of a team in a fast-paced environment

- Rapid decision-making skills; ability to use good judgment

- Mental discipline, relentless attention to detail, and ability to solve problems under pressure

- Self-motivated; teamwork-oriented but still can think and work independently

- Adept at picking up new concepts quickly

Profile Summary:

Employment Type : Full Time
Salary : Not Mentioned
Deadline : 08th Jun 2020

Key Skills:

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