• Senior Manager Sales a Trading Non Market Risk Jobs in Mumbai City - 23829627

  • Morgan Stanley Advantage Services Pvt Ltd
  • Mumbai City

Job Description:

  • Managing functions within the Regulatory Control Group Mumbai team and effectively integrate new processes and enhance existing ones;

  • Interacting with global non market risk teams with regard to supervisory issues and exceptions;

  • Interacting with global members from associated control functions, such as Legal, Compliance and Technology Risk;

  • Solving problems by effectively collaborating within and across teams outside of the Risk Management function;

  • Supervising the offshore review of sales and trading exception reports on a daily basis and maintaining records relating to these reviews, some examples Reg SHO, Wash Sales and Employee Trading

  • Supervising offshore activities around risk controls;

  • Improving and monitoring existing control frameworks and / or creating new control frameworks if none exist;

  • Leading projects related to the supervisory platform and the information security program;

  • Establishing relationships and work closely with FID/IED Risk Management, Technology, Operations, Finance, and Compliance


Chartered Accountant or Master s in Business Management or similar professional with 7-10 years background in Compliance, Risk Management and / or Trading Support focusing on sales and trading issues

  • Effective management and leadership skills

  • Strong motivation, be a self-starter with a positive outlook and desire to solve problems

  • Strong analytical skills with an ability to understand complex workflows

  • Strong communication skills with an ability to speak to senior management

  • Ability to identify and escalate issues effectively and appropriately

  • Good organizational skills and a high degree of attention to detail

  • Strong project management skills

  • Strong oral and written communication skills with ability to clearly articulate objectives, requirements, risks and issues

  • Proven ability to take ideas forward and to challenge others with integrity and maturity

  • Proficiency in MS Office and related applications (Word, Excel, PowerPoint, Project)

  • Enthusiasm to volunteer or lead planning and organizing in events held by the department and firm

Profile Summary:

Employment Type : Full Time
Industry : Banking / Financial Services
Salary : Not Disclosed
Deadline : 15th Apr 2020

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