• Senior Compliance Testing Associate Jobs in United States Of America - 25673369

  • CAPITAL ONE FINANCIAL SERVICES CLIENT
  • United States Of America, Usa
  • Save Job
  • 2 - 5 Years
  • Posted : above 1 month

Job Description:

At Capital One, were building a leading information-based technology company Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking We measure our efforts by the success our customers enjoy and the advocacy they exhibit We are succeeding because they are succeeding

Guided by our shared values, we thrive in an environment where collaboration and openness are valued We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results We elevate each other and obsess about doing the right thing Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams Together, we are on a quest to change banking for good

Senior Compliance Testing Associate - US Card

Capital One is a diversified bank that offers a broad array of financial products and services to consumers, small business and commercial clients Ranked #127 on the Fortune 500, Capital One is one of the nations top 10 banks and has one of the most widely recognized brands in America We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company and a great place to work

The Corporate Compliance team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance The role involves testing businesses engaged in US Card processes

Responsibilities will include (but may not be limited to)

-Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements

-Managing to testing schedules to ensure all tasks and reporting are completed within established time frames

-Analyzing data from multiple sources and systematically documenting the work and results

-Reviewing transaction tests executed by peers for accuracy and adherence to test procedures

-Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed

-Assisting in communicating results to Compliance Officers, as needed

-Travel Occasional travel is possible (~5-10 PERCENT ) to COF sites

Basic Qualifications

-High School Diploma or Military experience

-At least 1 year of experience working in compliance or at least 1 year of experience working in financial services

Preferred Qualifications

-At least 2 years of financial services consumer compliance monitoring experience and 2 years of consumer compliance auditing experience

-At least 2 years of financial services compliance monitoring experience and 2 years of compliance auditing experience

-Bachelors degree

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

No agencies please Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law Capital One promotes a drug-free workplace Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodationcapitalonecom All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Others - other Industry
Functional Area : IT Software : Software Products & Services
Role : Quality Assurance/Testing
Salary : As per Industry Standards
Deadline : 15th Jul 2020

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