• Risk and Compliance: Office of LegalObligations Quality Assurance -Associate Jobs in Bangalore,India

  • JPMorgan Chase & Co
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  • 0 - 3 Years
  • Posted : above 1 month

Job Description:

Risk and Compliance Office of LegalObligations Quality Assurance -Associate Req # 190061437

Location Bangalore East, KA, IN

Job Category Compliance

Description - Internal

The Office of Legal Obligation (OLO) program is a firm-wide, global initiative that brings together the expertise of Legal,

Lines of Business (LOBs), Oversight & Control, Compliance, Risk and other key control functions, to proactively manage

regulatory changes in our operations and allow us to trace end-to-end connections between laws, rules and regulations on

the one hand, and our policies and procedures that demonstrate compliance on the other

The JPMorgan Risk and Compliance Office of Legal Obligations ( OLO ) team is responsible for the oversight and

management Risk End-to-End Legal and Regulatory Process Program (Program) This Program is sponsored at the

operating committee level of JPMorgan Chase (JPMC)

The JPMorgan Risk and Compliance OLO team is responsible for developing, deploying, overseeing and reporting of a

program that ensures that obligations are drafted and proceed through the process lifecycle to completion and to support

an ongoing change management process This includes building awareness of the program in the Firm and ensuring

consistency in global understanding and dissemination of regulatory requirements

The successful candidate will support the Risk and Compliance OLO leads by performing Quality Assurance sample

testing in-line with pre-defined test scripts, documenting and communication of findings

Key Responsibilities

- Perform QA sample testing to pre-defined test scripts on a defined periodic basis

- Identify issues that could result in a potential failure Perform horizontal testing across Sub-LOBs to identify potential

inconsistencies in Performer/Relier tagging and procedure mapping

- As a result of testing identify and document best practices for incorporation into subsequent phases of the QA

lifecycle

- Produce and maintain QA MIS for communication to Risk and Compliance OLO Stakeholders & Senior Management

- Foster a culture of collaboration and information sharing for efficient execution; build strong relationships with internal

clients Ensure risks & issues are escalated appropriately within the governance structure

- Ensure accuracy of QA documentation and files

- Deliver quality results and ensure timely completion of all tasks

- Identify areas of disparity or inconsistency and notify the appropriate parties

Qualifications - Internal

- Background in Risk Management, Controls, Compliance, Audit or QA

- Ability to understand and interpret Legal documents and Operational procedures

- Very strong analytical and problem solving skills

- Proactive approach to problem solving, owning the issues and having the determination to follow through on tasks /

issues

- Very strong communications and interpersonal skills; ability to build consensus and history of success working in a team

environment

- Ability to articulate complex issues concisely and communicate effectively and comfortably at all levels

- Flexibility to handle multiple tasks and changing priorities and monitor tight deadlines or unexpected requirement

changes

- Willingness to ask questions, challenge processes and seek out answers

- Highly proficient skills in Excel, PowerPoint, PitchPro, Qlikview

Working Hours 130pm to 1030pm India time/4am to 1pm NY time

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Cost Accounting/ ICWA
Salary : As per Industry Standards
Deadline : 15th Mar 2020

Key Skills:

Company Profile:

Company
JPMorgan Chase & Coarfix

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