• United Kingdom, Uk

Job Description:

About the opportunity Job Specification

Department Overview

Global Distribution Operations is a UK Customer Operations team responsible for a broad range of operational processes on behalf of the European Retail business The wider GDO team controls a series of vital operational functions including the scanning of client documentation, automated and manual dealing, pricing of our onshore, offshore and platform fund ranges, transfers, re-registration, client account management, retirement and the payment of commission to our introducers

UK AML Operations

UK AML is responsible for the verification of new and existing UK clients for Anti Money Laundering purposes, in addition to the performance of periodic reviews and investigation of PEP, Sanction and Adverse Media screening alerts We service a range of clients and product types eg Corporate, Trusts, SIPP, Bond, Premier Cash, ShareNetwork, ISA, OEIC/UT and cash manager via a combination of manual and automated processes

Main Duties and Responsibilities of Role

To perform PEP and sanction reviews and complex and enhanced EDD customer onboarding on entity customers

To quality check high risk files on individual retail customers

To analyze and decide on the correct action to be taken on when Sanction, PEP and Enforcement alerts need to be escalated to AML management and financial crime

To perform periodic and ad hoc reviews

To perform monitoring specific functions within the AML Operations team on behalf of Retail Operations where needed

Career Potential

Anti-money laundering and financial crime prevention is a growth industry and a particular niche aspect within investment and asset management With knowledge and training as well as further qualifications such as CAMS or the ICA Certificate, the position will ultimately lead to a career within financial crime prevention

Candidate Profile

Qualification / Education

Essential A level Education Knowledge of Word/Excel/Powerpoint

Desirable Degree or equivalent relevant business qualification

Experience / Knowledge

Essential AML/KYC Financial Services Industry experience gained in an Operational KYC/AML Team,

ideally within Asset Management environment

A good understanding of UK regulation preferably with exposure to the onboarding of customers into pension and investment related products

Knowledge of the financial services industry and awareness of the UK Money Laundering Regulations and the expectations of regulators in this area

An understanding of corporate structures and awareness of red flag indicators

Desirable Knowledge of Fidelity Systems and processes is an advantage

Understanding of Investment and asset management products

Personal Competencies

Essential Commitment to high quality standards and an eye for detail

Ability to work to deadlines with limited supervision

Good level of initiative, common sense and time management skills

An interest in financial crime prevention

Ability to communicate clearly both verbally and written basis

Excellent problem-solving skills and the ability to document decisions appropriately

Flexible, adaptable and team player with a positive and engaged approach to change

Desirable Geographic and political awareness

About you

About Fidelity International Fidelity International offers world class investment solutions and retirement expertise As a privately owned, independent company, investment is our only business We are driven by the needs of our clients, not by shareholders Our vision is to deliver innovative client solutions for a better future

Our people are passionate, engaged, smart and curious, and we give them the independence and the confidence to make a difference While we take pride in the excellence of our investment solutions and client service, we know we can always do better We are honest, respectful and make tough calls, challenging the status quo to achieve better outcomes through innovation Above all else, we always put our clients first

Find out more about what we do, our history, and how you could be part of our future at


Applying to this Job Role Please note you are only required to upload your CV/Resume to the application screen

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Banking, Financial Services/Stockbroking
Functional Area : Banks/Insurance/Financial Services
Role : Banking -General
Salary : As per Industry Standards
Deadline : 15th Mar 2020

Key Skills:

Company Profile:


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