• Negative News Screening Analyst _APAC Jobs in Mumbai,India

  • Morgan Stanley Pvt Ltd

Job Description:

Negative News Screening Analyst _APAC

Job Number 3138652

Primary Location Non-Japan Asia-India-Maharashtra-Mumbai (MSA)

Job Legal and Compliance

Employment Type Full Time

Job Level Associate


Company Profile

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services The Firms employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries

As a market leader, the talent and passion of our people is critical to our success Together, we share a common set of values rooted in integrity, excellence and strong team ethic Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and to grow A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture

Division Profile

Professionals within the Legal and Compliance Division provide a wide range of services to our internal and external stakeholders They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute They preserve the Firms invaluable reputation for integrity and protect the Firm from sanctions with a Legal and Compliance framework that meets regulatory requirements They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the Firms businesses

Department Profile

Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firms enterprise-wide financial crime prevention efforts GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firms Anti-Money Laundering (AML), Economic Sanctions, Anti-Corruption and Government and Political Activities Compliance programs GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity GFC has dedicated coverage managers and teams of analysts who advise and counsel each business unit regarding its AML, economic sanctions and anti-corruption obligations and its particular clients and transactions

Background of the Team

As part of Morgan Stanleys ongoing commitment to prevent and detect money laundering and terrorist financing, the Firm has adopted a comprehensive, risk-based program to ensure compliance with counter- terrorism and AML laws, rules, regulations, and government guidance The AML group focuses on the anti-money laundering obligations associated with the Firms businesses The group is comprised of two main functions The first focuses on the enhanced due diligence associated with new clients and accounts The second monitors and investigates transactions for suspicious activity


Primary Responsibilities

The Negative News Screening Analyst will

Review alerts that have been escalated / referred to by 1st line team

Perform research to confirm whether the negative news alert is a positive match or false positive to the client, or whether the alert is deemed to be not risk-relevant, and document findings

Escalate any possible true hits to the relevant on-shore GFC team

Identify, communicate and remediate process breakdowns and best practices

Ensure that the alerts processed are accurate and completed within the specified time period

Participate in team meetings

Actively participate in MI calls with Regional teams and identify the trends

Skills Required

Candidates must have

Up to 3 years of Corporate Intelligence, due diligence; experience in the financial or professional services industries preferred

Bachelors degree from an accredited college / university

Good interpersonal and written / verbal communication skills with the ability to apply sound reasoning when delivering work

Ability to work as part of a team and adapt to the needs of the team as they arise

Good understanding MS Office product suite [MS Word, PowerPoint and Excel]

Ability to research and resolve issues independently while working across teams to acquire information

Attention to detail and effective time management skills

Highly motivated with the ability to multi-task and remain organized in a fast-paced environment

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Chartered Accountant/CPA
Salary : As per Industry Standards
Deadline : 15th Mar 2020

Key Skills:

Company Profile:

Morgan Stanley Pvt Ltdarfix

Salary trends based on over 1 crore profiles

View Salaries

All rights reserved © 2018 Wisdom IT Services India Pvt. Ltd DMCA.com Protection Status