• MYS CTSM KL Compliance Officer APAC AML Sanctions AB and C Jobs in Malaysia

  • Citibank India
  • Malaysia
  • Save Job
  • 0 - 3 Years
  • Posted : above 1 month

Job Description:

MYS CTSM KL Compliance Officer APAC AML Sanctions AB and C - 19034144


Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Assurance team

Responsible for assessing compliance risks and controls implemented by the first and second line of defense

Also responsible for performing risk assessments of Citis compliance risks; performing independent assurance activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues

Key Activities include

Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within anas signed region in accordance with the Compliance Assurance (CA) Plan

Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory

Issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan

Analyzing and documenting report findings, and having preliminary discussions with corresponding control/process owners

Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Assurance Methodologies and Standards for auditing, testing, monitoring, and reporting

Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities

Developing effective relationships within CA function and with other stakeholders including Business process owners and Internal Audit function

Identifying industry best practices and share insight with the CA teams on a regular basis

Informing CA management of significant compliance matters that require their attention or action

Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs

Additional duties as assigned


Education Level

Bachelors degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus

Knowledge and Skill

Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities

Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing,transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities

Understanding of rules, laws, and regulations, and specific regulatory requirements

Strong interpersonal skills for building strong relationships with stakeholders and engaging teams

Effectiveness in working within a large scale and complex matrix organization is essential

Effective negotiation skills, a proactive and no surprises approach in communicating issues, and strength in sustaining independent views

Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions

Willingness to travel

Knowledge of Compliance laws, rules, regulations, risks and typologies

Must be a self-starter, flexible, innovative and adaptive

Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

Ability to both work collaboratively and independently; ability to navigate a complex organization

Advanced analytical skills

Ability to both work independently and collaborate with team members

Excellent project management and organizational skills and capability to handle multiple projects at one time

Proficient in MS Office applications (Excel, Word, PowerPoint)

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Banking
Functional Area : IT Software : Software Products & Services
Role : Quality Assurance/Testing
Salary : As per Industry Standards
Deadline : 08th Feb 2020

Key Skills:

Company Profile:

Citibank Indiaarfix

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