• Monitoring & Testing Compliance Officer , International Wealth Management Jobs in United Kingdom - 25672326

  • Credit Suisse Securities (India) Pvt Ltd
  • United Kingdom, Uk
  • Save Job
  • 0 - 3 Years
  • Posted : above 1 month

Job Description:

Monitoring & Testing Compliance Officer, International Wealth Management

United Kingdom-London-London |

Full-time (FT) | Corporate Functions | Job ID 141375 Legal & Compliance English

Credit Suisse is a leading global wealth manager with strong investment banking capabilities Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities We are Credit Suisse

We Offer

The Chief Compliance Office at Credit Suisse strives to become a proactive, independent function that enables business divisions across the organization to challenge and effectively manage compliance risk Our new management team is focused on achieving professional excellence by providing state of the art technology, strengthening surveillance and testing processes and by aligning controls to keep risk within appetite To fulfill our mandate we need the skills, experience and engagement of our employees Our dynamic environment also means that you have the flexibility to help us define and establish new processes and procedures, start or expand a business and shape our company for the future We offer a fast-paced, collaborative and diverse work environment that will support innovation, creativity and entrepreneurial ideas

We Offer

A dynamic role in the UK Private Bank Compliance Monitoring & Testing (M&T) team with the primary responsibility in conducting monitoring and thematic reviews, thus helping the firm to manage its conduct risk

Planning, scoping and executing a wide range of thematic and monitoring reviews in line with CSUK standards giving the successful candidate to deepen their knowledge of private banking

Preparing M&T review reports for key partners to specified standards, including format and style Presenting results to senior management

Defining and proposing recommendations as a result of M&T reviews, agreeing corrective actions as well as monitoring and validating their completion

Carrying out data gathering and preparation of annual Compliance Risk Assessment for the UK Business, analysis the results and reporting the outcome

Contributing to the development of the Annual Compliance Plan

Preparing executive level governance reports on behalf of International Wealth Management (IWM) Compliance

Supporting a variety of ad hoc projects and initiatives within the wider IWM UK Compliance team

Opportunity to personally influence the Banks strategy on key Compliance issues Regular liaison with business teams within the Bank, including senior partners throughout the business

You Offer

You possess a methodical, structured and rigorous approach to delivery

Working knowledge and understanding of FCA and EU regulatory developments applicable to private banking/ wealth management activities

Ability to analyse and establish facts when presented with them

Deep understanding of compliance monitoring/testing methodology

Outstanding written and verbal communication skills and ability to deal with senior management

Ability to manage conflicting priorities and capable of problem solving

Ability to build strong working relationships with key partners at all levels

Degree educated

Accomplished experience of working in a Compliance department in a UK regulated firm with monitoring and/or internal audit experience

Track record with working independently as well as part of a team

Networking skills and the ability to build effective working relationships with a range of partners

Credit Suisse is an equal opportunity employer Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success Credit Suisse is committed to providing equal employment opportunities, regardless of ethnicity, nationality, gender, sexual orientation, gender identity, religion, age, civil partnership, marital or family status, pregnancy, disability or any other status that is protected as a matter of local law

Credit Suisse is an equal opportunity employer Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking, Banking
Functional Area : IT Software : Software Products & Services
Role : Software Engineer
Salary : As per Industry Standards
Deadline : 15th Jul 2020

Key Skills:

These are some of our most popular tutorials

People who search this job also searched for the following Keywords

Salary trends based on over 1 crore profiles

View Salaries

All rights reserved © 2020 Wisdom IT Services India Pvt. Ltd DMCA.com Protection Status