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  • 2 - 3 Years
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Job Description:

Job Title, Grade-Investment Compliance Analyst in Operations and Implementation with German Skills , Associate 1

Who we are looking for

Are you strong in solving nonstandard cases Do you have a unique eye to catch the details We are looking for someone like that for our team

Why this role is important to us

From technology and product innovation to corporate responsibility and community development, were making our mark on the financial services industry Were a global company with diverse people and experiences, and a network of over 35,000 employees spanning more than 100 markets For us, success comes from the impact our employees have on our clients, our communities and each other

Were committed to providing an inclusive environment where all employees feel valued and supported Join us and make your mark at State Street

Implementation Role

The purpose of Investment Compliance Analyst Implementation role is to implement compliance restrictions on mutual funds related to Regulatory and Investment Manager (IM) mandates utilizing compliance platform This will include coding and updating automated tests in the system On a daily basis, Investment Compliance Analyst will use his analytical skills and understanding of financial instruments to solve various cases related to investment decisions made by managers of the Funds

Operational Role

The purpose of Investment Compliance Analyst role is to ensure that shareholders assets managed by the Fund are invested in line with restrictions coming from the Law and Funds legal documents such as Prospectus Main responsibility of Compliance Analyst is to perform accurate analysis of alerts detected by a system and report any violation of rules to donor site to protect investors best interest On a daily basis, Investment Compliance Analyst will use his analytical skills and understanding of financial instruments to solve various cases related to investment decisions made by managers of the Funds

What you will be responsible for

Monitor activity of the Investment Managers in terms of regulations of Funds Industry using dedicated Investment Monitoring Platform,
Ensure that market data and accounting information appearing in the system are correct and accurate,
Analyze alerts flagged by the system by investigating accounting and custody records, researching market data platforms, reviewing legal documents and searching financial web-sites,
Create comments and conclusions based on the analyses and report violations to the clients,
Perform updates of missing information in the system,
Create reports for clients and auditors,
Identify regulatory restrictions and perform their set-up in the Investment Monitoring Platform

What we value

We value team work and continuous learning and development
We support each other and learn from each other
We strive for excellence in everything we do
We never stop to change
Import new funds into the system
Associate particular funds to their corresponding rules according to the documentation
Check compliance of prospectus and investment guidelines
Resolve arisen issues, like lack of data or misinterpretation restrictions
Work directly with other teams within the company in order to determine best approach or to obtain clarification
Ensure deliverables are completed in a timely manner and follow-up with internal groups where necessary
Assist manager with designated compliance projects and assignments and act as coordinator where required
Ensure detailed documentation is maintained for audit purposes
Participate in both short and long term projects, like setting up new clients in system

Education & Preferred Qualifications

We are diverse team and we welcome (preferably but not only) graduates of economics, business, law, finance & accounting, science and language degrees
Banking knowledge
2-3 years exp with Finance or investment banking

We offer

Employee savings plan

life insurance package

VIP medical package

International operating environment

Language classes

Soft skills trainings

Technical workshops

Development sessions with a mentor

Diversity of opportunities across a range of challenging and highly complex activities

Technical or leadership career pathway

About State Street

What we do

State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world From technology to product innovation were making our mark on the financial services industry For more than two centuries, weve been helping our clients safeguard and steward the investments of millions of people We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients

Work, Live and Grow

We make all efforts to create a great work environment Our benefits packages are competitive and comprehensive Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks Youll have access to flexible Work Program to help you match your needs And our wealth of development programs and educational support will help you reach your full potential

Inclusion, Diversity and Social Responsibility

We truly believe our employees diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you

State Street is an equal opportunity and affirmative action employer

Discover more at StateStreetcom/careers

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Banking, Financial Services/Stockbroking
Functional Area : IT Software : Software Products & Services
Role : Application Programming
Salary : As per Industry Standards
Deadline : 19th Jul 2020

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