• Global Financial Crimes: Wealth Management GFC Advisory Professional Jobs in United States Of America - 25369940

  • Morgan Stanley Pvt Ltd
  • United States Of America, Usa
  • Save Job
  • 4 - 7 Years
  • Posted : above 1 month

Job Description:

Primary Location Americas-United States of America-Maryland-Baltimore

Education Level Refer to Position Description

Job Legal and Compliance

Employment Type Full Time

Job Level Professional

Description

Company Profile

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services The Firms employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries

As a market leader, the talent and passion of our people is critical to our success Together, we share a common set of values rooted in integrity, excellence and strong team ethic Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture

Department Profile

Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firms enterprise-wide financial crime prevention efforts GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firms Anti-Money Laundering (AML), Economic Sanctions, Anti-Corruption and Government and Political Activities Compliance programs GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity GFC has dedicated coverage managers and teams of analysts who advise and counsel each business unit regarding its AML, economic sanctions and anti-corruption obligations and its particular clients and transactions

Background on the Team

The AML group focuses on the anti-money laundering obligations associated with the Firms businesses The group is comprised of two main functions The first focuses on the enhanced due diligence associated with new clients and accounts The second monitors and investigates transactions for suspicious activity Both teams roll up to the Head of AML for the Americas

Reporting Lines

This role reports ultimately to the Head of Wealth Management GFC Advisory The role does not have direct reports

Primary Responsibilities

The WM GFC Advisory Professional will

Conduct comprehensive enhanced due diligence reviews of both new and existing clients including analyzing corporate structures and other documentation as necessary

Develop an understanding of anti-money laundering regulations, policies, and procedures

Engage various third-party and internal databases to assist with due diligence searches as needed

Assist with the review of client accounts for potential matches to designated sanctions targets and prohibited persons lists

Participate in team meetings lead by the Head of WM GFC Advisory or designee

Respond to questions from the field when escalated

Document Enhanced Due Diligence review findings including all pertinent facts and information to support result

Qualifications

Skills required (essential)

Candidates must have

4 year college degree with strong academic credentials

Strong analytical skills

Excellent written and verbal communications skills, attention to detail and strong time management skills

Ability to interact in a mature and professional manner with a variety of individuals

General knowledge of investing and markets and the ability to research or must evidence the ability to learn and adapt quickly

Excellent judgment, initiative and adherence to deadlines

Ability to interact with branch office and business unit personnel and be willing to receive and apply feedback on work product from supervisor(s)

Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license or certification within first 15 months of employment

Skills desired

Fluent in Spanish or Portuguese

Highly responsive team player who can think independently

Ability to maintain a positive and professional attitude in a fast-paced environment

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Cost Accounting/ ICWA
Salary : As per Industry Standards
Deadline : 09th Jun 2020

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