• Fund Reporting Supervisor Jobs in United States Of America - 23819866

  • United States Of America, Usa
  • Save Job
  • 4 - 6 Years
  • Posted : above 1 month

Job Description:

The speed of technology The influx of data Shifting regulations Increased customer expectations

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If you see your opportunity in complexity, then we are the right fit for you

Organizational Overview

Since its inception in 1985, ALPS has evolved from its modest beginnings of servicing a single bank mutual fund client into a full-service provider to the investment management industry Now, with more than 660 employees, over 400 clients, and an executive team thats been in place for over 20 years, ALPS continues to actively promote all of its various business segments from asset servicing through ALPS Fund Services to asset gathering through ALPS Distributors and ALPS Advisors With a combination of expertise in a broad range of products and a culture built around the founders encouragement to Do Things Right, ALPS is uniquely positioned in the industry to help its clients structure, service and distribution of all product types

Role Overview

Fund Reporting Supervisors have full knowledge of operational functions as it relates to semi-annual and annual financial statements, quarterly holdings reports and other required regulatory filings They manage staff, establish work priorities, delegate projects/assignments, monitor progress, review outgoing reports, and make decisions regarding the management of staff according to established policies and management guidance


Perform a detailed review of assigned shareholder reports (quarterly, semi-annual and annual) for various Funds, including related footnote disclosures to determine appropriate presentation and adherence to relevant SEC and GAAP requirements, to ensure published reports are free from material misstatements
Perform a detailed review of SEC filings (eg Form N-1A, N-Q, N-SAR, 24F-2, N-MFP) for accuracy, completeness and consistency
Set appropriate deadlines for reporting cycles, allocate the correct amounts of resources for each deadline and monitor deadlines to ensure they are being met by your team
Act as a liaison with other departments including Creative Services, Fund Accounting, Tax, Fund Controllers and clients
Assist Fund Controllers with client and audit comments, SEC comments, issue resolution, and any financial reporting matters as they arise
Manage a team of staff to meet client deadlines while providing on the job coaching, mentoring and support
Work with Management to promote a culture of innovation and quality within the department and help drive a high level of engagement
Assist the Financial Reporting Manager with ad hoc problem resolution and follow-up


Minimum - Bachelors degree and 3 years of work-related experience, or Masters degree and 1 year of work-related experience, or 5 years equivalent work-related experience
Bachelors degree in Finance or Accounting preferred
4 years of experience in mutual fund accounting or administration, or equivalent experience preferred
1 years of supervisory experience, including experience with leading a team of professionals, staff development, coaching and performance assessment
Thorough technical knowledge of the Investment Management industry, with a focus on Mutual Fund reporting and accounting requirements
Ability to manage multiple priorities and deadlines, to work independently and take ownership of responsibilities
Proficient in Microsoft Office Suite (Word and Excel)
Strong communication, interpersonal, and organizational skills

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : CRM/CallCentres/BPO/ITES/Med.Trans
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : ICWA
Salary : As per Industry Standards
Deadline : 14th Apr 2020

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