• Director-Regulatory Reporting Jobs in Mumbai,India

  • Morgan Stanley Pvt Ltd

Job Description:

Director-Regulatory Reporting

Job Number 3134562

Primary Location Non-Japan Asia-India-Maharashtra-Mumbai (MSA)

Education Level Bachelors Degree

Job Finance

Employment Type Full Time

Job Level Director


Responsibilities Include
Provide leadership, guidance, and monitor resources to meet the following objectives
Prepare, review and submit external reports on a monthly and quarterly basis
Conduct in-depth analysis of variances, incorporating the understanding of accounting issues, economic events and their impact
Assist in driving process efficiencies and continuous process improvement efforts to strengthen controls
Execute report pre-submission checks, implement control procedures, and review regulatory reporting requirements
Maintain a consolidated list of adjustment details by report and participate in data quality improvement projects to strengthen controls, improve report accuracy and reduce manual adjustments
Participate in other special projects and ad-hoc requests as needed
Execute key reporting controls (cross filing reconciliations, variance analysis)
Prepare and store control evidence for the centralized report population
Prepare due diligence review decks and participate in reviews with key stakeholders
Review and update relevant policies and procedures
Participate in Regulatory exams, internal audits and address inquiries as required
Continually monitor developments in regulatory rule/reporting changes and support implementation of updated reporting requirements
Execute ad-hoc projects to support reporting automation initiatives and regulatory reporting changes


Skills Required
5 years of experience in regulatory reporting production, review and submission
Demonstrated experience in regulatory reporting production, review and submission
Experience in managing, developing and leading teams
Strong relevant US regulatory reporting knowledge
Demonstrated ability to communicate in verbal/writing and present to various types of audiences complex issues in an easy to understand manner
Strong communication skills clear, concise, and appropriate method of delivery
Demonstrated experience in using regulatory and financial reporting systems such as Regulus and Axiom
Experience with establishing and meeting critical deadlines, as well as tracking and driving execution
Flexibility to change priorities as new situations present themselves
Risk awareness and good guardianship skills
Collaborative team player with a strong work ethic that works effectively in cross-functional team environment

Qualifications Desired
Chartered Accountant or equivalent specialization in Finance stream
Preferred 7 years finance experience in the financial services industry (regulatory reporting, financial and product control, liquidity, treasury)
Regulatory and compliance knowledge with financial background and risk management is a plus
Big 4 accounting experience preferable

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Chartered Accountant/CPA
Salary : As per Industry Standards
Deadline : 18th Mar 2020

Key Skills:

Company Profile:

Morgan Stanley Pvt Ltdarfix

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