• Compliance Testing Senior Associate- AML Compliance Jobs in United States Of America - 25673051

  • CAPITAL ONE FINANCIAL SERVICES CLIENT
  • United States Of America, Usa
  • Save Job
  • 2 - 5 Years
  • Posted : above 1 month

Job Description:

At Capital One, were building a leading information-based technology company Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking We measure our efforts by the success our customers enjoy and the advocacy they exhibit We are succeeding because they are succeeding

Guided by our shared values, we thrive in an environment where collaboration and openness are valued We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results We elevate each other and obsess about doing the right thing Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams Together, we are on a quest to change banking for good

Compliance Testing Senior Associate- AML Compliance

Level Senior Associate

The Corporate Compliance team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance The role involves testing transactions for compliance with Bank Secrecy Act Regulations

Responsibilities will include (but may not be limited to)

Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements specifically Bank Secrecy Act
Managing to testing schedules to ensure all tasks and reporting are completed within established timeframes
Analyzing data from multiple sources and systematically documenting the work and results
Reviewing transaction tests executed by peers for accuracy and adherence to test procedures
Assisting in communicating results to Compliance Officers, as needed
Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives
Partner with the tech teams to provide consultancy and translate the testing needs to design

Basic Qualifications

High School Diploma, GED or equivalent certification
At least 1 year of experience working in compliance or at least 1 year of experience working in financial services

Preferred Qualifications

Atleast 2 years of financial services consumer compliance monitoring experience and 2 years of consumer compliance auditing experience (AML preferred)
Bachelors degree
Working knowledge of Excel for Analysts, SQL, Teradata and Redshift
Scripting experience in (Python, Perl, JavaScript, Shell)
At least 1 year of working knowledge and ability to use Google Office applications such as Sheets

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

No agencies please Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law Capital One promotes a drug-free workplace Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodationcapitalonecom All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations

For technical support or questions about Capital Ones recruiting process, please send an email to Careerscapitalonecom

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site

Capital One Financial is made up of several different entities Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp (COPSSC)

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Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Others - other Industry
Functional Area : IT Software : Software Products & Services
Role : Software Engineer
Salary : As per Industry Standards
Deadline : 15th Jul 2020

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