• Compliance and Data Analytics Internal Audit Manager Jobs in Chicago - 25672600

  • CME Group Inc.
  • Chicago
  • Save Job
  • 8 - 11 Years
  • Posted : above 1 month

Job Description:

Compliance and Data Analytics Internal Audit Manager Location Chicago, IL, United States


CME Group is the worlds leading and most diverse derivatives marketplace But who we are goes deeper than that Here, you can impact markets worldwide Transform industries And build a career shaping tomorrow We invest in your success and you own it, all while working alongside a team of leading experts who inspire you in ways big and small Joining our company gives you the opportunity to make a difference in global financial markets every day, whether you work on our industry-leading technology and risk management services, our benchmark products or in a corporate services area that helps us serve our customers better Were small enough for you and your contributions to be known But big enough for your ideas to make an impact The pace is dynamic, the work is unlike any other firm in the business, and the possibilities are endless Problem solvers, difference makers, trailblazers Those are our people And were looking for more

To learn more about what a career at CME Group can offer you, visit us at wwwwherefuturesaremadecom

As an Audit Manager, you will lead your team of auditors to perform six to eight audits annually in various CME subject and processes areas, with a focus on regulatory and compliance functions You will leverage your strong analytics skills to lead the team through business process reviews to establish the scope of the audits You will provide leadership and coaching to the team throughout the execution of the audit, serving as the point-of-contact to senior leaders within GA and, most importantly, the business You will use your ability to influence to assist business partners in understanding risks in their area and collaborate with them to drive actions that mitigate risk As the audit teams leader, you are accountable for the teams deliverables, from planning through delivery of the final report to CMEs senior leadership team and ensuring the audit was performed in accordance to GAs Standard Audit Methodology (SAM), based on the International Professional Practices Framework (IPPF) of the Institute of Internal Auditors (IIA)

In addition to leading the execution of audits, you will support the Director in providing operational leadership of the audit analytics teams This includes providing data analytics support for audit execution, department operational analytics, and senior management and Audit Committee reporting You will also participate in the annual risk assessment process, meeting with CME senior leaders to discuss key activities, projects, and strategic initiatives within their areas of responsibility to identify opportunities where GA may be able to assist in partnering with the business to mitigate risk to CME

Principle Accountabilities

Ensure that each audit is effectively planned, coordinated, executed and reported upon This includes designing audits to assure the adequacy and effectiveness of internal controls, verifying compliance with corporate policies and procedures, and providing recommendations to enhance efficiencies and/or reduce cost

Effectively manage concurrent projects with ultimate responsibility for the quality and timely execution of the teams deliverables; ensure the team creates accurate, logical, and detailed work-papers clearly describing the work performed, results of testing, and conclusions reached

Prepare and deliver comprehensive written reports detailing the status and results of the audit, internal within GA and external to senior management

Report audit findings to clients and ensure acceptable solutions to mitigate risks are developed This includes leading discussions with management of the risks and impact to influence and drive action plans

Maintain and promote knowledge of the CMEs operations, including policies and procedures and any applicable regulatory requirements

Provide ongoing feedback to project team, including formal, post-project evaluations for each team member Monitor project status, milestones, and budgets, and ensure that the staff maintains an acceptable level of productivity and quality

Establish and manage a positive and collaborative business relationships with GAs clients (auditees) and business partners (eg, other internal risk management functions) to support effective and efficient risk assessment and audit execution

Assist with hiring, acclimation, and training of other GA team members, including any consultants and (on and offshore) co-source partners Direct and review work to ensure GAs SAM is followed and Institute of Internal Auditors (IIA) standards are met

Provide operational leadership in development and execution of data analytic projects leveraging internal and off-shore resources

Lead and participate in risk assessment discussions to develop the audit plan

Required Qualifications

8 years of professional experience; minimum 5 years of audit experience with demonstrated increase in job responsibilities and career progression

3 years of people leadership experience

2 years of data visualization experience

Bachelors degree with significant coursework in Accounting, Business, Information Systems or Computer Science

Understanding of various governance frameworks and standards such as COBIT, ISO, NIST, COSO, and CFTC Regulations

Proficiency with Microsoft Office applications, data analysis tools (eg, Tableau, QlikView, ACL, Business Objects) and GRC systems (eg, TeamMate, Archer), or similar electronic workpaper management tool

CPA, CIA, CFE, CISA, CISSP, Chartered Accountant or relevant certification required

Knowledge of Anti Money Laundering (AML) rules and regulations

Desired Qualifications

MBA or MS degree

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Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : CRM/CallCentres/BPO/ITES/Med.Trans, Financial Services/Stockbroking
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Chartered Accountant/CPA
Salary : As per Industry Standards
Deadline : 15th Jul 2020

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