• Compliance Advisory - Fair and Responsible Banking Jobs in United States Of America

  • United States Of America, Usa

Job Description:

At Capital One, were building a leading information-based technology company Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking We measure our efforts by the success our customers enjoy and the advocacy they exhibit We are succeeding because they are succeeding

Guided by our shared values, we thrive in an environment where collaboration and openness are valued We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results We elevate each other and obsess about doing the right thing Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams Together, we are on a quest to change banking for good

Compliance Advisory - Fair and Responsible Banking

The Principal Associate, Compliance Advisor (PA) performs a compliance support role in Fair & Responsible Banking, an enterprise compliance program covering Fair Lending, Sales Practices, UDAAP, and Complaints The PA works under the direction of the Director, Fair & Responsible Banking The PA interacts with and advises the Capital One lines of business on the need for effective methods of managing compliance risk arising from federal and state laws and regulations While working within the Compliance Management Program framework, the PA is responsible for delivering quality results, providing compliance advice to business lines as a subject matter expert, and executing or participating in corporate risk management processes

The PA maintains all organizational and professional ethical standards and has latitude for independent judgment and decision-making Additional responsibilities will include

Conduct fair lending file reviews for assigned lines of business to support fair lending data analysis
Anticipate, identify, and escalate risk scenarios early and propose potential mitigations
Conduct or support risk assessments across lines of business for new processes, new products, key programs, and/or initiatives, advise lines of business of identified risks, and support remediation efforts and/or policy and process changes
Support the management of issues with business lines and risk offices as they arise
Review business area performance relative to key metrics
Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and engagements
Coordinate with cross-functional teams to accomplish shared objectives
Produce results within a team and support more senior and junior advisors
Actively participate on complex projects through providing guidance, advise, and effective challenge
Assist in the promotion of a culture of compliance and managed risk taking
Performs other related work as assigned by a Supervisory Advisor or the Fair & Responsible Banking Officer

Basic Qualifications

Bachelor Degree or Military Experience
At least 3 years of experience in compliance, legal, or audit
At least 3 years of experience in the financial services industry

Preferred Qualifications

5 years of experience in compliance, legal, or audit or 7 years QA or Underwriting experience
Strong written and verbal communication skills
Ability to prioritize among many conflicting needs and advocate a course of action while remaining flexible and responsible to dynamic situations
Comfortable working in white space

At this time, Capital One will not sponsor a new applicant for employment authorization for this position

No agencies please Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law Capital One promotes a drug-free workplace Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodationcapitalonecom All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations

For technical support or questions about Capital Ones recruiting process, please send an email to Careerscapitalonecom

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site

Capital One Financial is made up of several different entities Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp (COPSSC)

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Others - other Industry
Functional Area : Banks/Insurance/Financial Services
Role : Banking -General
Salary : As per Industry Standards
Deadline : 19th Feb 2020

Key Skills:

Company Profile:


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