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Job Description:

Compl Risk Mgmt Officer - 19034207


Compl Risk Mgmt Officer

Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160

countries and jurisdictions Citi provides consumers, corporations, governments and institutions with a broad range of

financial products and services, including consumer banking and credit, corporate and investment banking, securities

brokerage, transaction services, and wealth management Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients

Citis Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it Our

mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and

economic progress We strive to earn and maintain our clients and the publics trust by constantly adhering to the

highest ethical standards and making a positive impact on the communities we serve Our Leadership Standards is a

common set of skills and expected behaviors that illustrate how our employees should work every day to be successful

and strengthens our ability to execute against our strategic priorities

Diversity is a key business imperative and a source of strength at Citi We serve clients from every walk of life, every

background and every origin Our goal is to have our workforce reflect this same diversity at all levels Citi has made it a

priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all

Serves as a compliance risk officer for Global Conduct Risk Management program (CRMP) within Independent

Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes,

and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that

maintains risk levels within the firms risk appetite and protects the franchise In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply ICRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework This position will primarily be focused on metrics collection, aggregation, analysis, and reporting Secondary duties include document editing, supporting enhanced conduct risk assessments, and reviewing product approval requests for conduct risk concerns

Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and

practices for ICRM

o Develop and maintain a Conduct Risk Dashboard and related metrics

o Collect, compile, analyze enterprise-wide, business and material legal entity conduct risk metrics for analysis and

o reporting

o Review metrics data (including audit-identified and self-identified issues, regulatory exam issues and policies mapped to

o conduct risk taxonomy) for accuracy and reporting to management)

o Support further enhancement and implementation of the CRMP

Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk

assessments, and monitoring of compliance related issues

Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed

Investigating and responding to compliance risk issues Investigating regulatory inquiries, preparing required

documentation, making recommendations to senior management on how to proceed, and preparing responses for the

regulatory inquiries

Overseeing the monitoring of adherence to Citis Compliance Risk Policies and relevant procedures and preparation,

editing, and maintenance of Compliance program related materials

Interacting and working with other areas within Citi, as necessary

Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key

risk areas

Additional duties as assigned



Education level and / or relevant experience Bachelors degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus

Knowledge & Skills

o Knowledge of Compliance laws, rules, regulations, risks and typologies

o Must be a self-starter, flexible, innovative and adaptive

o Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

o Strong written and verbal communication and interpersonal skills

o Ability to both work collaboratively and independently; ability to navigate a complex organization

o Advanced analytical skills

o Ability to both work independently and collaborate with team members

o Excellent project management and organizational skills and capability to handle multiple projects at one time

o Proficient in MS Office applications (Excel, Word, PowerPoint)

o Demonstrated knowledge in area of focus

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Banking
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Cost Accounting/ ICWA
Salary : As per Industry Standards
Deadline : 20th Jan 2020

Key Skills:

Company Profile:

Citibank Indiaarfix

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