• Client Lifecycle Management Jobs in United States Of America

  • Credit Suisse Securities (India) Pvt Ltd
  • United States Of America, Usa

Job Description:

Client Lifecycle Management - KYC ODD Team Lead # 138451

United States-NC-Raleigh |

Full-time (FT) | Global Markets | Job ID 138451 Operations English

Credit Suisse is a leading global wealth manager with strong investment banking capabilities Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities We are Credit Suisse

We Offer

The Global Markets Client Lifecycle Management group (GM CLM) exists to help protect the Firm from Regulatory and Reputational risk The KYC Ongoing Due Diligence team is responsible for the regular periodic reviews of Clients in accordance with Financial Crime and Anti Money Laundering procedures in adherence of standards set by the UK and US regulators The group works very closely with Financial Crime Compliance (FCC) teams globally, acting as the First Line of Defence for the Firms KYC Review process The team provides mentorship and advice to the Banks front office personnel around KYC requirements and financial crime issues liaising closely with the second line of defence FCC teams


Lead the teams responsible for performing Know Your Customer / Anti-Money Laundering reviews, refresh legal documentation and key information on Banks Clients

Monitor KRI/KPIs daily and ensure timelines are met

Resolution to adhoc queries from various groups including, Client Onboarding, Sales and Front Office personnel as well as various Operations teams

Other duties

Support Financial Crimes Compliance colleagues and Clients globally in performing all aspects of work associated with the cyclical review process and static data fields

Provide advice and full assistance to Front Office sales and trading personnel on KYC processes as required

Maintain and develop MIS Reports on processes & liaise management on due-diligence processes

Credit Suisse maintains a Working Flexibility Policy, subject to the terms as set forth in the Credit Suisse United States Employment Handbook

You Offer

Shown people management/leadership experience

Deep knowledge of the operation and/or control environment at financial institutions strongly preferred

AML Knowledge a plus

3 years of experience in Financial Services

Deep knowledge in financial/strategic analysis; ability to conduct complex analysis under tight timelines

Deep knowledge in MS Office applications

Strong analytical, organizational and interpersonal skills

Previous quality assurance experience a plus

The ability and initiative to problem solve with minimal direct supervision

Highly motivated, willing to work in both team and independent situations depending on current workload

Strong verbal/written communication skills

Highly organized and efficient at multi-tasking

Ability to communicate with partners locally and regionally

Ability to report metrics on productivity of team to regional and senior management

4 Year Bachelors Degree/MBA

Credit Suisse is an equal opportunity employer Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success Credit Suisse complies with applicable federal, state, and local laws prohibiting discrimination in employment in every jurisdiction in which it maintains facilities Subject to applicable law and regulatory requirements, Credit Suisse complies with state and local laws regarding considering for employment qualified individuals with criminal histories

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking, Banking
Functional Area : Banks/Insurance/Financial Services
Role : Banking -General
Salary : As per Industry Standards
Deadline : 19th Feb 2020

Key Skills:

Company Profile:

Credit Suisse Securities (India) Pvt Ltdarfix

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