• Associate Employee Compliance Jobs in Hyderabad,India

  • JPMorgan

Job Description:

Job Title Compliance - Personal Account Dealing Processing - Team Lead

Compliance Mission Statement

The Compliance Processing team acts to ensure that our customers, employees, and lines of business are in adherence with firm standards and required regulations

Our mission is to provide compliance support across the firm s global businesses and functions We are driving a culture of quality and continuous improvement toward the best outcome for client experience, our colleagues and JPMorgan Chase

If youre interested in working in an environment where leadership, excellence, integrity, and diversity are among our core principles, then explore the opportunities at JPMorgan Chase

Our Team- Personal Account Dealing

Responsible for overseeing employee personal trading activities in adherence with regulations in the Firm s respective regions of operation Specifically, we are responsible for the on-boarding of employee Personal Trading Account(s) data, as well as monitoring their compliance to the firm s Personal Trading Policies


The PAD operational model spans across all lines of business, compliance and technology and is a cross product group As a team lead will be tasked with managing the daily activity of the team and managing complex and escalated issues You will need to represent the team across the global governance structure of the team As a team lead, you will be responsible for the people management of the team, including the development of people and culture within the group

Key Responsibilities

  • Provide daily management and oversight of the teams core activity

  • Manage the daily metrics to ensure throughput and quality standards are met

  • Engage with the regional management team to ensure effective prioritisation of tasks

  • Lead the efforts in relation to system and process enhancements, including UAT testing, requirements, production issue resolution and so on

  • Manage any employee escalations to seek a timely and appropriate resolution

  • Identify and implement enhanced process opportunities including an enhanced surveillance model


The successful candidate will be a proven Team Lead who has previously been responsible for oversight of a core control activity They should be analytical and have the ability to identify trading activity that is not in line with JPMorgan Chase Personal Account Dealing Policy The candidate will be a confident communicator across all levels of the firm and who also consider themselves a strong leader

Essential skills

  • Strong experience in the Legal, Compliance, Risk or Operations areas within the Financial Services industry

  • Previous people management experience

  • A working knowledge of the financial markets and products

  • Client centric focus - Work as a trusted client partner and advocate, ensuring strong strategic alignment and open communication

  • Good at data organization and maintenance must be detail oriented

  • Comfortable user of Microsoft Office (specifically MS Excel)

  • Execution skill - Able to deliver results/meet deadlines under pressure


Profile Summary:

Employment Type : Full Time
Industry : Banking / Financial Services
Salary : Not Disclosed
Deadline : 20th Feb 2020

Key Skills:

Company Profile:

JP Morgan Chase & Co is an American multinational investment bank and financial services company headquartered in New York City JPMorgan Chase is the largest bank in the United States, and is ranked by S&P Global as the sixth largest bank in the world by total assets as of 2018, to the amount of $2534 trillion

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