• Analyst Regulatory Reporting & Compliance Jobs in Gurgaon,India


Job Description:

Analyst Regulatory Reporting & Compliance, Gurgaon


About this role

Technology & Operations

Want to elevate your career by being a part of the worlds largest asset manager Do you thrive in an environment that champions positive relationships and recognizes exceptional performance We know you want to feel valued every single day and be recognized for your contribution At BlackRock we strive to empower our employees and actively engage your involvement in our success With over USD $6 trillion of assets we have an exceptional responsibility our technology and services empower millions of investors to save for retirement, pay for college, buy a home and improve their financial well-being

BlackRock is proud to be an Equal Opportunity and Affirmative Action Employer We evaluate qualified individuals without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law

BlackRock is currently seeking professionals at the Analyst level to become part of our Portfolio Compliance team

Team Overview

Portfolio Compliance Group (PCG) is a global group which sits within Global Accounting and Product Services (GAAPS) one of the core functions within the Business Operations Group at BlackRock PCG is responsible for implementing controls & processes, to ensure we are portfolio compliant aligned with all applicable regulatory and portfolio issued guidelines This relates to trading and investments, including Aladdin pre-and post-trade compliance and non-Aladdin trading compliance; global syndicate offering review; ERISA & Fiduciary monitoring, and Global Thresholds reporting

This role sits in the Disclosures Reporting Team and primarily focuses on monitoring and reporting of major shareholdings, short selling activities, Takeover Panel transactions and fund systemic risk reports to regulators across the world The remit of the role covers all major global investments and respond to internal and external requests for information on the firms positions in companies and securities We are also responsible for disclosing and reporting various information to fund boards and clients, including sub-advised clients

Role Responsibility

You like to

Work in a culture of openness, inclusion and hands-on engagement at all levels

Interact with colleagues from Portfolio Management, Institutional Client Business, Legal & Compliance, and Investment Stewardship and works closely with Business Operations and Technology

Learn about numerous global regulatory regimes and jurisdictions, and stay up to date on regulatory changes that may impact the team

Be part of a dynamic, high-intensity environment, and develop within a truly global international group

Tackle complex problems in an ever-changing environment, with a target on process optimization, data & technology in a pragmatic approach

Enjoy developing strong internal & external relationships, with a focus on collaboration & client service

Have exposure to global regulatory regimes and jurisdictions

Your daily tasks may include

Reviewing system reports of shareholdings against trade movements, and reporting holdings that have reached prescribed thresholds

Submitting of necessary disclosures in an accurate and timely manner & maintaining clear records of all filings and communications

Identifying holdings that are approaching prescribed threshold limits and engaging portfolio managers globally in order to allocate limited investment capacity, ensuring the best possible outcome for our clients

Working with partners to improve processes and controls that build capacity and scale, and supporting automation

Monitoring overall data collection status from various global functional teams

Preparing monthly and quarterly Sub-Advised client certificates, in accordance with client guidelines and various SEC regulations

Building and validating daily, monthly, and quarterly cross trade reports

Performing ad-hoc analysis for the Client Service Management team and sub-advised clients

Maintaining procedures across all processes to ensure high-level quality control

Communicating with regulators and internal legal counsel regarding complex, sensitive topics

Finding opportunities to improve processes through the use of technology


Bachelors degree or higher in a related field (preferred but not required)

Recent experience or strong academics with a background in finance or similar field with a keen interest in the investment management industry and of investment products preferred

Experience in working with and developing strong and positive relationships with both internal and external partners

Strong client and stakeholder service orientation

Strong control / risk mitigation mentality; ability to apply solid judgement as to when to raise issues

Solid proficiency in all Microsoft Office applications

Excellent communication skills (written and verbal) to work directly with clients and across all levels of staff and management Ability to convey complex concepts simply and clearly to target audience

Ability to work effectively under pressure and in a rapidly changing environment to meet deadlines

Focus on continuous improvement and process innovation

Strong IT skills, including experience with Visual Basic and SQL (preferable)

About BlackRock

BlackRock helps investors build better financial futures As a fiduciary to investors and a leading provider of financial technology, our clients turn to us for the solutions they need when planning for their most important goals As of March 31, 2019, the firm managed approximately $652 trillion in assets on behalf of investors worldwide For additional information on BlackRock, please visit blackrock | Blog wwwlinkedincom/company/blackrock

BlackRock is proud to be an Equal Opportunity and Affirmative Action Employer We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law

BlackRock will consider for employment qualified applicants with arrest or conviction records in a manner consistent with the requirements of the law, including any applicable fair chance law

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Financial Services/Stockbroking
Functional Area : Production/Manufacturing/Maintenance/Packaging
Role : Production/Manufacturi ng/Maintenance
Salary : As per Industry Standards
Deadline : 08th Apr 2020

Key Skills:

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