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  • 0 - 3 Years
  • Posted : above 1 month

Job Description:

The Volcker Central Office oversees Clients Enhanced Compliance Program, as required under the Volcker Rule The Volcker Rule, part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, is a multi-agency regulation that covers all of the Firms global operations including but not limited to Institutional Securities, Investment Management, Wealth Management, and related control and infrastructure functions The VCO ensures that the Enhanced Compliance Program is designed, implemented, and enforced in accordance with regulatory requirements, liaises with traders, trading desks, and regulatory agencies, and provides program updates and reporting to the Board and Senior Management


The Volcker Central Office Professional is responsible for data analysis and documentation, preparing materials for Business Unit stakeholders and Senior Management, performing periodic monitoring and reconciliations to ensure program effectiveness, and other related tasks in support of the Enhanced Compliance Program Specific tasks may include

Monitor for changes in business activity and organizational structure that may impact trading desk assessments and profiles
Analyze control reports and processes for timely resolution of exceptions
Prepare materials for periodic meetings with Business Unit stakeholders and Senior Management, including the annual CEO Attestation
Track deliverables related to internal and external program reviews
Perform data analysis and prepare materials in response to requests from internal testing/audit teams and from regulators
Analyze monthly Volcker metrics data to identify trends, themes, and further enhance supplemental metrics
Assist in periodic training of Firm employees on the Volcker Rule and Clients Enhanced Compliance Program
Provide ad hoc program support, as needed

Skills Required

Strong analytical, communication, and project/program management skills
Proficient in MS Excel and PowerPoint
Data analysis/reconciliation, monitoring and surveillance, including handling of sensitive data
Candidates must be self-motivated, independent, responsive, and organized
Experience in financial services and/or compliance/regulatory risk a plus

Skills Desired

Knowledge of or interest in learning regulatory requirements under the Volcker Rule and financial markets and products more broadly
Proficient with MS Access, SQL/Visual Basic for Applications (VBA), Tableau
Drafting of Policies and Procedures

Profile Summary:

Employment Type : Full Time
Eligibility : Any Graduate
Industry : Consulting Services
Functional Area : Accounting/Tax/Company Secretary/Audit
Role : Cost Accounting/ ICWA
Salary : As per Industry Standards
Deadline : 11th Jan 2020

Key Skills:

Company Profile:


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